Tag Archives: fine

UBS pay mega fine for dark pool SEC violations, regulation for alternative trading system could kill all automated trading

UBS pay mega fine for dark pool SEC violations, regulation for alternative trading system could kill all automated trading

UBS pay mega fine for dark pool SEC violations

Glad to see they are still honest. SEC Regulation ATS refers to regulated alternative trading systems. Read here fool:

https://www.sec.gov/rules/final/34-40760.txt

http://www.tradersmagazine.com/news/brokerage/sec-charges-ubs-violations-in-operating-dark-pool-bank-settles-113352-1.html?utm_campaign=algo%20update-jan%2021%202015&utm_medium=email&utm_source=newsletter&ET=tradersmagazine%3Ae3689733%3A1189090a%3A&st=email

Thanks to the NYC Contact for sending

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HFT News! Don’t do this as more info on SEC’s 3 million algo trading fine to Panther Trading

HFT News! Don’t do this as more info on SEC’s 3 million algo trading fine to Panther Trading

This came in from Pracplay on the Tradelink community email list

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Regulators Not Happy With Guy Whose Algorithm Tricked Some Other Algorithms

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NOTE I now post my TRADING ALERTS into my personal FACEBOOK ACCOUNT and TWITTER. Don't worry as I don't post stupid cat videos or what I eat!