Tag Archives: alternative trading system

UBS pay mega fine for dark pool SEC violations, regulation for alternative trading system could kill all automated trading

UBS pay mega fine for dark pool SEC violations, regulation for alternative trading system could kill all automated trading

UBS pay mega fine for dark pool SEC violations

Glad to see they are still honest. SEC Regulation ATS refers to regulated alternative trading systems. Read here fool:

https://www.sec.gov/rules/final/34-40760.txt

http://www.tradersmagazine.com/news/brokerage/sec-charges-ubs-violations-in-operating-dark-pool-bank-settles-113352-1.html?utm_campaign=algo%20update-jan%2021%202015&utm_medium=email&utm_source=newsletter&ET=tradersmagazine%3Ae3689733%3A1189090a%3A&st=email

Thanks to the NYC Contact for sending

Join my FREE newsletter to see what other news tidbits can affect what we do

HOW DO YOU START A PROFITABLE TRADING BUSINESS? Read more NOW >>>

NOTE I now post my TRADING ALERTS into my personal FACEBOOK ACCOUNT and TWITTER. Don't worry as I don't post stupid cat videos or what I eat!